Human capital vs. physical capital: What is the difference?

July 8, 2024 No Comments

A: Capital is the lifeblood of a corporation. It allows a business to maintain liquidity while growing operations. Generally, capital is used to refer to physical assets in business. It is also used to refer to the means in which companies obtain physical assets. What

How are share prices set?

July 8, 2024 No Comments

A: When a company first lists its stock though an initial public offering (IPO), an investment bank evaluates the company’s current and projected performance and health to determine the value of the IPO for the business. The bank can do this by comparing the company

How did Tim Cook become head of Apple?

July 8, 2024 No Comments

A: Tim Cook became the chief executive officer of Apple in August of 2011 after the death of founder and CEO Steve Jobs. His path to becoming the head of one of the largest and most recognizable companies in the world was a long one

How do I get started with a career in asset management?

July 8, 2024 No Comments

A: The asset management industry has a variety of different career paths. Depending on what asset management area you would like to enter, getting started may require an advanced degree and a considerable amount of work toward earning difficult certifications, or it may require a

How do I register for the CFA program for the first time?

July 8, 2024 No Comments

A: CFA Institute provides prospective CFA candidates with a couple registration options. 1) Online registration: This is the quickest and easiest method to register as CFA Institute receives your registration immediately. All you need to do is create an online user account and register for the

How Do Insiders Buy Stock at Below Market Value?

July 8, 2024 No Comments

A: On Oct. 30, 2006, a Google executive purchased 2,541 shares of Google at $9 per share and sold these same shares the same day at $475 per share. The end result of this executive’s trading activity was a net change of zero shares, but a

How do managers measure human capital?

July 8, 2024 No Comments

A: Human capital is the knowledge, skill sets and intangible assets that add economic value to an individual. Human capital is not a static measure and can be improved. It is an intangible asset and is just as valuable as a tangible asset. A manager

How does FINRA differ from the SEC?

July 8, 2024 No Comments

A: With all the financial organizations out there, knowing what they all do can be as complicated as knowing where to invest. The Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA) – formerly, the National Association of Securities Dealers (NASD) –

Do financial advisors get drug tested?

July 8, 2024 No Comments

A: Financial advisors are not drug tested by any federal or state regulatory body. This means you may receive your Series 6, Series 7, Series 63 and Series 65 licenses without undergoing drug screening. That said, many employers who hire financial advisors require them to

Do financial advisors have to be licensed?

July 8, 2024 No Comments

A: Financial advisors must possess various securities licenses in order to sell investment products. The specific products an advisor sells, as well as the method by which he receives compensation, determine which licenses he is required to obtain. Common licenses held by financial advisors include

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