What does the underwriter do in a new stock offering?

July 8, 2024 No Comments

A: The underwriter in a new stock offering serves as the intermediary between the company seeking to issue shares in an initial public offering (IPO) and investors. The underwriter helps the company prepare for the IPO, considering issues such as the amount of money sought

What economic indicators are important for investing in the automotive sector?

July 8, 2024 No Comments

A: The most important economic indicators for investing in the automotive sector are auto sales, the unemployment rate, consumer confidence and interest rates. Auto sales are the most important indicator for the automotive sector. More auto sales lead to increased sales and earnings for automakers,

If I already hold a professional certification am I eligible for any exemptions from CFA Program requirements?

July 8, 2024 No Comments

A: No. To obtain a CFA designation, you must complete all levels of the CFA program regardless of whether you hold a professional certification or not. Additionally, you must complete at least four years of qualified work experience before being awarded the CFA charter. For

Investment Banking vs Private Equity

July 8, 2024 No Comments

A: Private equity and investment banking both raise capital for investing purposes, but they do so in very different ways. Both private equity and investment banking aim toward the same goal, but from opposite directions. Private equity firms collect high-net-worth funds and look for investments in other

Licenses for hedge fund manager

July 8, 2024 No Comments

A: A hedge fund manager does not necessarily need any specific license to operate the hedge fund. But depending on the type of investments the fund makes, he may find it necessary or at least helpful to obtain certain licenses. The legal requirements of the

How are share prices set?

July 8, 2024 No Comments

A: When a company first lists its stock though an initial public offering (IPO), an investment bank evaluates the company’s current and projected performance and health to determine the value of the IPO for the business. The bank can do this by comparing the company

How did Tim Cook become head of Apple?

July 8, 2024 No Comments

A: Tim Cook became the chief executive officer of Apple in August of 2011 after the death of founder and CEO Steve Jobs. His path to becoming the head of one of the largest and most recognizable companies in the world was a long one

How do I get started with a career in asset management?

July 8, 2024 No Comments

A: The asset management industry has a variety of different career paths. Depending on what asset management area you would like to enter, getting started may require an advanced degree and a considerable amount of work toward earning difficult certifications, or it may require a

How do I register for the CFA program for the first time?

July 8, 2024 No Comments

A: CFA Institute provides prospective CFA candidates with a couple registration options. 1) Online registration: This is the quickest and easiest method to register as CFA Institute receives your registration immediately. All you need to do is create an online user account and register for the

How Do Insiders Buy Stock at Below Market Value?

July 8, 2024 No Comments

A: On Oct. 30, 2006, a Google executive purchased 2,541 shares of Google at $9 per share and sold these same shares the same day at $475 per share. The end result of this executive’s trading activity was a net change of zero shares, but a

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