The FINRA Series 6 and Series 7 exams: The differences

July 8, 2024 No Comments

A: The Financial Industry Regulatory Authority (FINRA) offers a variety of licenses that must be obtained by passing examinations before investment advisors can conduct business. Two of the most popular are the Series 6 and Series 7 multiple-choice exams. The Series 6 license allows a

The Role of an Asset Manager in the Real Estate Market

July 8, 2024 No Comments

A: The purpose of asset management, whether with real estate or any other asset, is to cultivate market value so ownership can increase its returns. Real estate asset managers focus on maximizing a property’s value for investment purposes – not to be confused with real

What are my options if I fail my Series 63 exam?

July 8, 2024 No Comments

A: A person can retake the Series 63, 65 or 66 exam an unlimited number of times, so long as applicable waiting period requirements have been met, according to the North American Securities Administrators Association (NASAA). After a person fails an exam the first time,

What are restricted shares?

July 8, 2024 No Comments

A: Restricted shares refer to shares of stock whose sale or acquisition is subject to specific restrictions laid out by the issuing company and agreed upon by the eventual owner of the restricted shares. This means that the restricted shares issued by a company are

What are the most common interview questions for banking/finance jobs?

July 8, 2024 No Comments

A: Interviews for banking and finance positions are notoriously tough. Interviewees can expect all the questions from a normal job interview, along with the potential for extremely difficult questions, relating specifically to both financial services and to hypothetical scenarios. Interview Question Examples Two listed option

What are the steps to get a company listed on the OTCBB?

July 8, 2024 No Comments

The over-the-counter bulletin board (OTCBB) is a regulated quotation service for over-the-counter (OTC) securities. The securities that are listed on the board are not ones that are traded on the Nasdaq or any other securities exchange; therefore, a company is not “listed” on the board,

What are the top trends in corporate social responsibility?

July 8, 2024 No Comments

A: As pressure is added by consumers seeking to make more responsible choices and by the constraints of ever-dwindling natural resources, more companies are incorporating sustainable strategies and adopting more socially responsible practices. The top trends in the area of corporate social responsibility include increased

What country spends the most on education?

July 8, 2024 No Comments

A: The United States spends more money educating its young people than any other nation, according to a study from the Organization for Economic Cooperation and Development (OECD), which compiles educational data from nations across the globe each year. In 2010, the U.S. spent nearly

What do real estate attorneys do?

July 8, 2024 No Comments

A: Real estate attorneys are professionals who specialize in, and apply their legal skills to, matters related to property, from everyday transactions to disputes. A real estate attorney is equipped to prepare and review documents relating to real estate such as purchase agreements, mortgage documents,

What does the term “stock-for-stock” mean?

July 8, 2024 No Comments

A: The term “stock-for-stock” is popularly used in two different contexts, and it regularly makes business news headlines in both. “Stock-for-stock” most commonly appears in headlines in reference to the stock-for-stock merger. In this type of merger, the acquiring company trades shareholders of the target

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