The Role of an Asset Manager in the Real Estate Market

June 30, 2024 No Comments

A: The purpose of asset management, whether with real estate or any other asset, is to cultivate market value so ownership can increase its returns. Real estate asset managers focus on maximizing a property’s value for investment purposes – not to be confused with real

What are my options if I fail my Series 63 exam?

June 30, 2024 No Comments

A: A person can retake the Series 63, 65 or 66 exam an unlimited number of times, so long as applicable waiting period requirements have been met, according to the North American Securities Administrators Association (NASAA). After a person fails an exam the first time,

What are restricted shares?

June 30, 2024 No Comments

A: Restricted shares refer to shares of stock whose sale or acquisition is subject to specific restrictions laid out by the issuing company and agreed upon by the eventual owner of the restricted shares. This means that the restricted shares issued by a company are

What are the top trends in corporate social responsibility?

June 30, 2024 No Comments

A: As pressure is added by consumers seeking to make more responsible choices and by the constraints of ever-dwindling natural resources, more companies are incorporating sustainable strategies and adopting more socially responsible practices. The top trends in the area of corporate social responsibility include increased

What do real estate attorneys do?

June 30, 2024 No Comments

A: Real estate attorneys are professionals who specialize in, and apply their legal skills to, matters related to property, from everyday transactions to disputes. A real estate attorney is equipped to prepare and review documents relating to real estate such as purchase agreements, mortgage documents,

What does the de Minimis clause for investment advisers mean?

June 30, 2024 No Comments

A: A. An investment adviser must register with the state if it holds less than $25 million in assets. B. An investment adviser must register with the state if it holds less than $30 million in assets. C. An investment adviser must register with individual

What does the term “stock-for-stock” mean?

June 30, 2024 No Comments

A: The term “stock-for-stock” is popularly used in two different contexts, and it regularly makes business news headlines in both. “Stock-for-stock” most commonly appears in headlines in reference to the stock-for-stock merger. In this type of merger, the acquiring company trades shareholders of the target

How do managers measure human capital?

June 30, 2024 No Comments

A: Human capital is the knowledge, skill sets and intangible assets that add economic value to an individual. Human capital is not a static measure and can be improved. It is an intangible asset and is just as valuable as a tangible asset. A manager

How does FINRA differ from the SEC?

June 30, 2024 No Comments

A: With all the financial organizations out there, knowing what they all do can be as complicated as knowing where to invest. The Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA) – formerly, the National Association of Securities Dealers (NASD) –

How long is the validity period for a Series 63 exam if I have not been registered?

June 30, 2024 No Comments

A: Most states accept a passing Series 63 result that is under two years old. After two years, accepting the score is up to the state’s policy and is not guaranteed. As long as a registered individual remains employed with the firm that sponsored initial

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