Licenses for hedge fund manager

July 8, 2024 No Comments

A: A hedge fund manager does not necessarily need any specific license to operate the hedge fund. But depending on the type of investments the fund makes, he may find it necessary or at least helpful to obtain certain licenses. The legal requirements of the

The FINRA Series 6 and Series 7 exams: The differences

June 30, 2024 No Comments

A: The Financial Industry Regulatory Authority (FINRA) offers a variety of licenses that must be obtained by passing examinations before investment advisors can conduct business. Two of the most popular are the Series 6 and Series 7 multiple-choice exams. The Series 6 license allows a

The FINRA Series 6 and Series 7 exams: The differences

July 7, 2024 No Comments

The FINRA Series 6 and Series 7 exams: The differences

July 8, 2024 No Comments

The Role of an Asset Manager in the Real Estate Market

June 30, 2024 No Comments

A: The purpose of asset management, whether with real estate or any other asset, is to cultivate market value so ownership can increase its returns. Real estate asset managers focus on maximizing a property’s value for investment purposes – not to be confused with real

The Role of an Asset Manager in the Real Estate Market

July 7, 2024 No Comments

The Role of an Asset Manager in the Real Estate Market

July 8, 2024 No Comments

What are my options if I fail my Series 63 exam?

June 30, 2024 No Comments

A: A person can retake the Series 63, 65 or 66 exam an unlimited number of times, so long as applicable waiting period requirements have been met, according to the North American Securities Administrators Association (NASAA). After a person fails an exam the first time,

What are my options if I fail my Series 63 exam?

July 7, 2024 No Comments

What are my options if I fail my Series 63 exam?

July 8, 2024 No Comments

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